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| 005 | 20160623162936 | |
| 008 | 160622s2010 enk b 001 0 eng d | |
| 010 | ▼a 2009038167 | |
| 015 | ▼a GBA991108 ▼2 bnb | |
| 020 | ▼a 9780521888707 (hardback) | |
| 020 | ▼a 0521888700 (hardback) | |
| 035 | ▼a (KERIS)REF000015793864 | |
| 040 | ▼a DLC ▼c DLC ▼d BWKUK ▼d BWK ▼d UKM ▼d YDXCP ▼d BWX ▼d CDX ▼d DLC ▼d 211009 | |
| 043 | ▼a e------ | |
| 050 | 0 0 | ▼a HG4524 ▼b .M65 2010 |
| 082 | 0 0 | ▼a 332.6094 ▼2 23 |
| 084 | ▼a 332.6094 ▼2 DDCK | |
| 090 | ▼a 332.6094 ▼b M728h | |
| 100 | 1 | ▼a Moloney, Niamh. |
| 245 | 1 0 | ▼a How to protect investors : ▼b lessons from the EC and the UK / ▼c Niamh Moloney. |
| 260 | ▼a Cambridge, UK ; ▼a New York : ▼b Cambridge University Press, ▼c 2010. | |
| 300 | ▼a xxvi, 474 p. ; ▼c 24 cm. | |
| 490 | 1 | ▼a International corporate law and financial market regulation |
| 504 | ▼a Includes bibliographical references and index. | |
| 650 | 0 | ▼a Investments ▼x Government policy ▼z Great Britain. |
| 650 | 0 | ▼a Investments ▼x Government policy ▼z European Economic Community countries. |
| 830 | 0 | ▼a International corporate law and financial market regulation. |
| 945 | ▼a KLPA |
소장정보
| No. | 소장처 | 청구기호 | 등록번호 | 도서상태 | 반납예정일 | 예약 | 서비스 |
|---|---|---|---|---|---|---|---|
| No. 1 | 소장처 중앙도서관/법학도서실(법학도서관 지하1층)/ | 청구기호 332.6094 M728h | 등록번호 111758261 (1회 대출) | 도서상태 대출가능 | 반납예정일 | 예약 | 서비스 |
컨텐츠정보
책소개
As governments around the world withdraw from welfare provision and promote long-term savings by households through the financial markets, the protection of retail investors has become critically important. Taking as a case study the wide-ranging EC investor-protection regime which now governs EC retail markets after an intense reform period, this critical, contextual and comparative examination of the nature of investor protection explores why the retail investor should be protected, whether retail investor engagement with the markets should be encouraged and how investor protection laws should be designed, particularly in light of the financial crisis. The book considers the implications of the EC's investor protection rules 'on the books' but also considers investor protection law and policy 'in action', drawing on experience from the UK retail market and in particular the Financial Services Authority's extensive retail market activities, including the recent Retail Distribution Review and the Treating Customers Fairly strategy.
A critical, comparative and contextual examination of how to protect retail or household investors which considers the financial crisis's implications.
정보제공 :
목차
Table of cases; Table of treaties and legislation; 1. The retail investor and the EC; 2. Designing a retail investor protection regime; 3. Product regulation; 4. Investment advice and product distribution; 5. Disclosure; 6. The trading process; 7. Education and governance; 8. Supervision, enforcement and redress.
정보제공 :